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Prior Authorization Protocol
Non Formulary/Tier 3 Drug Exception

NATL

Coverage of drugs is first determined by the member’s pharmacy or medical benefit. Please consult with or refer to the Evidence of Coverage document.
  1. FDA Approved Indications:
    • All FDA-approved medications
  2. Health Net Approved Indications and Usage Guidelines:
    Formulary exceptions for a non-formulary drug (not applicable to formulary exceptions for a brand name drug when a generic drug equivalent is available) or Tier 3 drug exception (applies to plans where prior authorization is required for all Tier 3 drugs):
    • Failure or clinically significant adverse effect to:
      • Two or more formulary alternatives that are FDA approved or standard pharmacopeias (e.g., DrugDex) support efficacy and safety for the requested indication
      • One formulary alternative that is FDA approved or standard pharmacopeias (e.g., DrugDex) support efficacy and safety for the requested indication if only one is available
    AND
    • The indication is FDA approved or standard pharmacopeias (e.g., DrugDex) support efficacy and safety
    AND
    • Chart note documentation may be required

    Exceptions for dose limits, quantity and frequency edits:
    • Patient has been titrated up from the lower dose with partial improvement without adverse reactions
    AND
    • Prescribed dose is FDA approved or standard pharmacopeias (e.g., DrugDex) support efficacy and safety
    AND
    • Patient may be required to try preferred alternatives prior to dose escalation if medically appropriate

    Formulary exceptions for a brand-name drug when a generic drug equivalent is available:
    • Failure or clinically significant adverse effects to the generic equivalent
  3. Coverage is Not Authorized For:
    • Non-FDA approved indications, which are not listed in the Health Net Approved Indications and Usage Guidelines section, unless there is sufficient documentation of efficacy and safety in the published literature.
  4. General Information:
    • These criteria are to be used only when specific prior authorization criteria does not exist
  5. Therapeutic Alternatives:
    Drug Dosing Regimen Dose Limit/ Maximum Dose
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    * Requires Prior Authorization
  6. Recommended Dosing Regimen and Authorization Limit:
    Drug Dosing Regimen Authorization Limit
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  7. Product Availability:
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  8. References:

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The material provided to you are guidelines used by this plan to authorize, modify or determine coverage for persons with similar illnesses or conditions. Specific care and treatment may vary depending on individual need and the benefits covered under your contract.